Search Result

741 - 760 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

INSPRU 8.1 Application

As Published: 2006

INSPRU 8.1 Application

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse