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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

PR App 3.1

As Published: 2005

PR App 3.1

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission