Search Result

661 - 680 of 1053 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

…

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

…

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

…