Search Result

661 - 680 of 832 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act