Search Result

601 - 620 of 1202 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares