Search Result

561 - 580 of 1119 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement