Search Result

561 - 580 of 972 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications