Search Result

561 - 580 of 935 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing