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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

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