Search Result

481 - 500 of 1021 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

REC 3.23 Default

As Published: 2011

REC 3.23 Default

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom