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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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TC App 5.1

As Published: 2010

TC App 5.1

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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