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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 20.1 Application

As Published: 2010

LR 20.1 Application

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule