Search Result

381 - 400 of 1102 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers