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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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