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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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