Search Result

221 - 240 of 1119 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

DISP App 3.8 Other appropriate redress

As Published: 2010

DISP App 3.8 Other appropriate redress

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing