Search Result

1001 - 1020 of 1124 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure