Search Result

801 - 820 of 979 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary