Search Result

321 - 340 of 928 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose