The applicable reporting frequencies for data items referred to in SUP 16.12.25A R are set out according to the type of firm2 in the table below. Reporting frequencies are calculated from a firm'saccounting reference date, unless indicated otherwise.
UK consolidation group11 or defined liquidity group13 11 |
Firms other than BIPRU firms |
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| 11 | Annually |
Annually |
Annually |
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Annual report and accounts11of the mixed-activity holding company 11 |
Annually |
Annually |
Annually |
Annually |
|
Solvency statement |
Annually |
Annually |
Annually |
Annually2 |
|
FSA001 |
Quarterly |
Quarterly |
Half yearly |
Half yearly |
|
FSA002 |
Quarterly |
Quarterly |
Half yearly |
Half yearly |
|
FSA003 |
Monthly |
Quarterly |
Half yearly |
Half yearly |
|
FSA004 |
Quarterly |
Quarterly |
Half yearly |
Half yearly |
|
FSA005 |
Quarterly |
Quarterly |
Half yearly |
Half yearly11 11 |
|
FSA006 |
Quarterly |
Quarterly |
Quarterly |
||
FSA007 |
Annually(note 4)11 |
Annually(note 4)11 |
Annually(note 4)11 |
Annually (note 4)11 |
|
FSA008 |
Quarterly |
Quarterly |
Quarterly |
Quarterly |
|
FSA016 |
Half yearly |
Half yearly |
Half yearly |
||
FSA018 |
Quarterly |
Quarterly |
Quarterly |
||
FSA019 |
Annually |
Annually |
Annually |
Annually |
|
FSA028 |
Half yearly |
Half yearly |
Half yearly |
||
2FSA029 |
Quarterly 8 |
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2FSA030 |
Quarterly 8 |
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2FSA031 |
Quarterly |
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2FSA032 |
Quarterly |
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2FSA033 |
Quarterly 8 |
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2FSA034 |
Quarterly 8 |
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2FSA035 |
Quarterly 8 |
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2FSA036 |
Quarterly5 8 |
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2FSA039 |
Half yearly |
Half yearly |
Half yearly |
11 | Half yearly11 |
6FSA045 |
Quarterly |
Quarterly |
Half yearly |
Half yearly |
|
6FSA046 |
Quarterly15 15 |
Quarterly15 15 |
Quarterly15 15 |
Quarterly15 15 |
|
13FSA047 |
Daily, weekly, monthly or quarterly (Notes 5, 6 and 8) |
Daily, weekly, monthly or quarterly (Notes 5, 7 and 8) |
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13FSA048 |
Daily, weekly, monthly or quarterly (Notes 5, 6 and 8) |
Daily, weekly, monthly or quarterly (Notes 5, 7 and 8) |
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13FSA050 |
Monthly (Note 5) |
Monthly (Note 5) |
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13FSA051 |
Monthly (Note 5) |
Monthly (Note 5) |
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13FSA052 |
Weekly or monthly (Notes 5 and 9) |
Weekly or monthly (Notes 5 and 10) |
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13FSA053 |
Quarterly (Note 5) |
Quarterly (Note 5) |
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13FSA054 |
Quarterly (Note 5) |
Quarterly (Note 5) |
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13FSA055 |
Annually (Note 5) |
Annually (Note 5) |
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15FSA058 |
Quarterly |
Quarterly |
Quarterly |
Quarterly |
|
5Section A RMAR |
Half yearly (note 2) Quarterly (note 3) |
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5Section B RMAR |
Half yearly (note 2) Quarterly (note 3) |
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5Section C RMAR |
Half yearly (note 2) Quarterly (note 3) |
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5Section D1 and D2 RMAR |
Half yearly (note 2) Quarterly (note 3) |
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5Section F RMAR |
Half yearly |
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2Note 1 |
[deleted]8 8 |
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5Note 2 |
Annual regulated business revenue up to and including £5 million. |
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5Note 3 |
Annual regulated business revenue over £5 million. |
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11Note 4 |
The reporting date for this data item is six months after a firm's most recent accounting reference date. |
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13Note 5 |
Reporting frequencies and reporting periods for this data item are calculated on a calendar year basis and not from a firm'saccounting reference date. In particular: (1) A week means the period beginning on Saturday and ending on Friday. (2) A month begins on the first day of the calendar month and ends on the last day of that month. (3) Quarters end on 31 March, 30 June, 30 September and 31 December. (4) Daily means each business day. All periods are calculated by reference to London time. Any changes to reporting requirements caused by a firm receiving an intra-group liquidity modification (or a variation to one) do not take effect until the first day of the next reporting period applicable under the changed reporting requirements if the firm receives that intra-group liquidity modification or variation part of the way through such a period, unless the intra-group liquidity modification says otherwise. |
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13Note 6 |
If the report is on a solo basis the reporting frequency is as follows: (1) if the firm does not have an intra-group liquidity modification the frequency is: (a) weekly if the firm is a standard frequency liquidity reporting firm; and (b) monthly if the firm is a low frequency liquidity reporting firm; (2) if the firm is a group liquidity reporting firm in a non-UK DLG by modification (firm level) the frequency is: (a) weekly if the firm is a standard frequency liquidity reporting firm; and (b) monthly if the firm is a low frequency liquidity reporting firm; (3) the frequency is quarterly if the firm is a group liquidity reporting firm in a UK DLG by modification. |
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13Note 7 |
(1) If the report is by reference to the firm'sDLG by default the reporting frequency is: (a) weekly if the group liquidity standard frequency reporting conditions are met; (b) monthly if the group liquidity low frequency reporting conditions are met. (2) If the report is by reference to the firm'sUK DLG by modification the reporting frequency is: (a) weekly if the group liquidity standard frequency reporting conditions are met; (b) monthly if the group liquidity low frequency reporting conditions are met. (3) If the report is by reference to the firm'snon-UK DLG by modification the reporting frequency is quarterly. |
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13Note 8 |
(1) If the reporting frequency is otherwise weekly, the item is to be reported on every business day if (and for as long as) there is a firm-specific liquidity stress or market liquidity stress in relation to the firm or group in question. (2) If the reporting frequency is otherwise monthly, the item is to be reported weekly if (and for as long as) there is a firm-specific liquidity stress or market liquidity stress in relation to the firm or group in question. (3) A firm must ensure that it would be able at all times to meet the requirements for daily or weekly reporting under paragraph (1) or (2) even if there is no firm-specific liquidity stress or market liquidity stress and none is expected. |
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13Note 9 |
If the report is on a solo basis the reporting frequency is as follows: (1) weekly if the firm is a standard frequency liquidity reporting firm; and (2) monthly if the firm is a low frequency liquidity reporting firm. |
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13Note 10 |
If the report is by reference to the firm'sUK DLG by modification the reporting frequency is: (1) weekly if the group liquidity standard frequency reporting conditions are met; (2) monthly if the group liquidity low frequency reporting conditions are met. |
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