Search Result

141 - 160 of 653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions