Search Result

101 - 120 of 740 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing