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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria