Search Result

461 - 480 of 1145 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing