Search Result

461 - 480 of 1155 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

…

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

…

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…