Search Result

341 - 360 of 1159 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COND 1.1A Application

As Published: 2013

COND 1.1A Application

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous