Search Result

101 - 120 of 905 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

APER 1.1A Application

As Published: 2013

APER 1.1A Application

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application