Search Result

601 - 620 of 1055 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews