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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime