Search Result

381 - 400 of 556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

APER 1.1A Application

As Published: 2013

APER 1.1A Application

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application