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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

…

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

…

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

…

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

…

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

…

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

…

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

…

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