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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel