Search Result

621 - 640 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose