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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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