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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction