Search Result

381 - 400 of 1124 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives