Search Result

241 - 260 of 1145 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

APER 1.1A Application

As Published: 2013

APER 1.1A Application

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR App 1.1

As Published: 2005

PR App 1.1

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets