Search Result

161 - 180 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting