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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People