Search Result

1021 - 1035 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR