Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PR App 3.1

As Published: 2005

PR App 3.1

…

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 8.7 Consolidated capital resources requirements

LR 9.3 Continuing obligations: holders

DTR 5.5 Acquisition or disposal by issuer of shares

FEES 4.4 Information on which Fees are calculated

LR 1.5 Standard and Premium Listing

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PR App 1.1

LR 10.2 Classifying transactions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 9.8 Annual financial report

PERG 9.10 Significance of being an open-ended investment company

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading