Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

…

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 8.7 Consolidated capital resources requirements

PERG 15.3 Payment Services

COLL 6.12 Risk management policy and risk measurement

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 12.2 UK UCITS management companies

PERG 15.2 General

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP App 3.3 Background

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

DEPP 2.5 Provision for certain categories of decision

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order