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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COND 1.3 General

As Published: 2013

COND 1.3 General

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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