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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

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PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

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LR 12.1 Application

PERG 8.28 Advice or information

LR 18.4 Continuing obligations

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DISP App 1.5 Additional considerations

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

DTR 6.2 Filing information and use of language

SYSC 10.1 Application

LR 16.4 Requirements with continuing application

ICOBS 3.2 E-Commerce

LR 12.6 Treasury shares

DTR 2.2 Disclosure of inside information

REC 3.15 Suspension of services and inability to operate facilities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading