Search Result

141 - 160 of 1011 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus