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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations