Search Result

981 - 1000 of 1172 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting