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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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Similar To

REC 6.1 Introduction and legal background

SUP 4.5 Provisions applicable to all actuaries

COLL 7.6 Schemes of arrangement

SUP 13.2 Introduction

PERG 8.23 Regulated activities

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COLL 12.1 Introduction

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SUP 12.1 Application and purpose

COLL 11.1 Introduction

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order