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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles