Search Result

521 - 540 of 915 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities